Senior Auditor - Retail Assets

Job purpose :

• Audit of various functions assigned from time to time.
• Review of Process notes / Policy
• Review of UAT
• Compliance and Follow up

Job Responsibilities

Actionables

• Carry out audits under supervision of Seniors , first level discussion with auditee & drafting the report for review & release for Seniors

• Review of compliance to various internal processes
• Review of existing process and procedures and suggest areas of improvement
• Constantly updating the Audit check list/ Standard Audit Procedure
• Identifying Audit exceptions in the areas under review and discussion of same with Unit /Regional Heads
• Collating the Audit report (including Audit review carried out by Junior Auditors)
• Submission of an accurate and factually correct Draft Audit Report to the Team Head within the defined turnaround times
• Updation of Audit Data Base on an event basis.
• Follow up for Audit responses and review compliances for appropriate closure.
• Completion of SOX assignment within the time frames assigned by senior management.
• Review of new products, procedures & system implementations

Educational Qualifications

Key Skills

• Commerce Graduate
• MBA (Finance)
• Professional Qualification especially CA/MBA

• Good banking experience - preferably in Assets side in Operations / Credit / RIC. Experience in other asset divisions may also be considered.
• Effective Communication and drafting skills
• Analytical ability
• Knowledge of MS Word, Excel is mandatory
• Ability to plan & execute Audit plans
• Ability to meet deadlines
• Job requires extensive travel across the region

Experience Required

• 5-6 years experience in related fields

Major Stakeholders

• Staff of Retail Assets Hub & allied units