Support Group Executive

Job Description

• Inspection - To ensure that BP are adhering to the norms stipulated by SEBI and NSDL.

• Conducting inspections and ensure timely submission of reports subsequent compliances from BPs.

• Identification of process improvements in the existing processes.

• Good understanding of KYC framework and other application compliances.

• To complete the end-to-end process of monitoring receipt and review of all periodical submissions from Business Partners as per Compliance Calendar.

• MIS and periodic reporting to Management.

• Regulatory Reporting. Co-ordinate and facilitate with across departments to develop and/or enhance system controls, procedures and trainings.

• Proactive action to ensure correct and timely compliance of all required submissions by respective BPs.

• Processing of inspection related alerts.

• Interacting with MIIs /SEBI on compliance related matters.

• Communicate effectively and efficiently with relevant internal and external stakeholders.