Regulatory Reporting Specialist

National Australia Bank
Posted on
National Australia Bank logo
Experience
1 - 5 yrs
Job Location
Gurugram, India
Vacancy
1
Designation
Reporting Specialist
Job Type
ONSITE

Job Description

Job Title:
Regulatory Reporting Specialist
Work Type:
Permanent
Location:
DLF Downtown, Sector 25A Phase 3, Block 4
Your New Role
We are seeking a highly skilled and motivated Regulatory Reporting Solutions RegOps Senior Analyst to manage and address regulatory exceptions, support daily reporting challenges, and aid in the resolution of technical issues across various global markets.
The ideal candidate will possess strong analytical and problem-solving skills, a good understanding of capital markets, and expertise in regulatory Operations.
What Will You Bring
  • Regulatory Navigation:
    • Work on the Regulatory Reporting engine to identify trades reported to DTCC for CFTC, EMIR, MAS, ASIC regulations by downloading ACK, NACK, and Fail reports.
    • Manage DTCC submission activities including Trade state and valuation reports.
    • Handle exceptions in trade and transaction reporting, ensuring timeliness, completeness, and accuracy.
    • Navig ate various regulations including EMIR, MiFID, ASIC, MAS, CFTC, SEC, SFTR across multiple asset classes: FX, IR, Commodity, Equity, Credit, Collateral, Valuation.
  • Issue Resolution:
    • Identify under-reporting, over-reporting, incorrect reporting, and match differences.
    • Reconcile data between DTCC position reports and system extracts to identify position and intraday breaks.
    • Ensure that Real-Time RT and Confirmations are reported to DTCC within stipulated timeframes.
  • Continuous Improvement and Collaboration:
    • Identify potential product defects, providing detailed feedback for improvement.
    • Collaborate with business users on service requests, investigating business logic and application behavior.
  • Data Analysis:
    • Conduct Root Cause Analysis, analyzing workflow failures.
    • Track and update issue statuses, maintaining clear communication with clients.
Disclaimer : This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.

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