Regulatory Compliance Associate

Skill required: KYC Screening - Know Your Customer (KYC)


Designation: Regulatory Compliance Associate


Qualifications:B.B.M/Bachelor of Information systems and Management/Bachelors degree with Finance specialization


Years of Experience:1 to 3 years


What would you do Entry-level role supporting first line of defense operations across risk event management, compliance monitoring, and documentation activities and reporting.KYC Screening involves checking customers against various databases to identify potential risks such as fraud, money laundering, or terrorist financing. This includes verifying personal information and cross-referencing it with watchlists, sanctions lists, and other sources. The goal is to ensure compliance with regulations and protect the organization from financial crimes. Key tasks involve Customer Identity verification, Risk Assessment Screening, Compliance regulatory adherance, alert managment escalation and data management reportingBusiness and regulatory requirements, governance, operating model, process and system controls to verify the identity, suitability, and risks involved with onboarding and/or maintaining a business / customer relationship. This includes driving customer identification, customer due diligence enhanced due diligence.


What are we looking for Qualification: Graduate"

Basic risk management awareness

Documentation and data entry skills

Attention to detail

Sound verbal and written communication skills

Experience with IT and Automation would be added advantage

Strong MS Excel skills

Willingness to work flexible hours, as necessary, to meet monthly and quarterly deliverable deadlines and to provide extended-hour customer service support"


Roles and Responsibilities:

"

Support risk event logging and data entry

Assist in evidence collation for audits

Maintain documentation and records

Perform basic compliance checks

Support daily monitoring activities

Support AML checks, Onboarding, Due Diligence and Screening activities"


Qualification B.B.M,Bachelor of Information systems and Management,Bachelors degree with Finance specialization