OPS-RC / Risk & Control Professional

• Role Responsibilities:
• Oversee control framework for Global Operations offshored to Powai, covering multiple Global Nomura entities
• Steer Control Testing reviews within Operations and fold back observations from RC BAU into the reviews
• Drive a risk and control culture across Operations
• Manage the Risks and Control Self-Assessment (RCSA) process for Operations, challenge the appropriateness and completeness of the risk repositories with the functional managers (where required) and interface with ORM (Operational Risk Management) for addition of new risks / amendment of existing risks, etc.
• Oversee the KRI (Key Risk Indicators) breaks and exceptions, as well as Appetite Metrics periodically to assess impact and ensure they remain within tolerance
• Lead investigation and analysis of incidents / events, root cause analysis and propose strategic actions
• Lead engagements concerning the control framework with Internal / External Auditors (audit related); oversee completion of such audits [from Operations standpoint] as well as SOX Audits
• Drive closure of audit findings, regulatory issues, and management action points, partnering with business functions to ensure complete and sustainable closures
• Collaborate with cross divisional / regional counterparts on initiatives looking to enhance the control and governance framework for Operations
• Ensure consistent understanding of relevant standards and guidelines applicable to Operations

• Corporate Title
• Executive Director
• Functional Title
• Executive Director
• Experience
• 15+ years
• Qualification
• MBA

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