Job Description
NBFC | Family Office & Investment Division
Department:
Family Office / Investment
Reporting To:
GM Family Office / Investment
Location:
Salarpuria, Kolkata
Experience:
8–10 years
About the Role
We are seeking a detail-oriented RBI Compliance Manager to lead regulatory compliance, statutory reporting, governance and audit management for the NBFC, ensuring adherence to RBI, SEBI, MCA and other applicable regulatory requirements.
Key Responsibilities
Regulatory Compliance & Reporting
- Monitor RBI Master Directions, Circulars and Scale-Based Regulations (SBR); ensure compliance on KYC/AML, Fair Practices Code and Prudential Norms.
- Prepare and submit statutory returns via CIMS, DAKSH and other RBI/SEBI/MCA portals; maintain the compliance calendar.
Audit, Inspection & Regulatory Liaison
- Coordinate RBI inspections, statutory/secretarial audits; act as primary liaison with regulators and track closure of audit observations.
Governance & Policy
- Draft and update compliance policies, SOPs and governance frameworks; present regulatory updates to senior management and Board Committees.
- Qualifications & Experience
- Qualified Company Secretary (CS) preferred;.
- 8–10 years in NBFC / BFSI / FinTech / Housing Finance, with proven RBI compliance, inspection and reporting experience.
- Prior exposure to secretarial and corporate governance functions preferred.
Key Skills & Competencies
- Strong command of RBI/NBFC Master Directions & SBR
- Companies Act, FEMA, SEBI & Secretarial Standards
- RBI reporting platforms & regulatory filings
- Regulatory liaison & stakeholder management
- Analytical, documentation & problem-solving skills
- Independent handling of audits & inspections
Governance & Risk Management | Attention to Detail | Business Partnering | Ethical Judgment & Integrity
No Referrers Available
There are currently no referrers available for this job. You can still apply, will let you know once there is any referrer available.