Experience
2 - 7 yrs
Job Location
Mumbai, India
Vacancy
1
Designation
Junior Legal Executive
Job Type
Not specified
Job Description
- 1. RBI Regulatory Compliance
Monitor and track RBI circulars, notifications, master directions, and regulatory updates applicable to NBFCs.
Assist in implementing RBI regulatory requirements across the organization.
Support the preparation and updating of policies and internal frameworks (KYC/AML, Fair Practices Code, Outsourcing Policy, Liquidity Risk Management, etc.).
Assist in regulatory filings, submissions, and correspondence with RBI.
Maintain records and documentation for regulatory inspections and audits.
2. Legal Drafting and Documentation
Draft and review agreements, policies, SOPs, legal notices, and internal memos.
Review operational documents to ensure legal and regulatory compliance.
Support transaction documentation and commercial agreements, as required.
3. Compliance Monitoring & Internal Coordination
Coordinate with internal teams (Operations, Finance, Compliance, Risk) for regulatory implementation.
Maintain compliance trackers, registers, and documentation.
Support internal audits and regulatory inspections.
4. Legal Research
Conduct research on RBI regulations, financial sector laws, and compliance requirements.
Prepare regulatory summaries, briefing notes, and compliance advisories for management.
- 5. Ancillary Legal Work
Assist in handling regulatory notices and legal correspondence.
Support due diligence exercises and documentation management.
Coordinate with external legal counsel, consultants, and regulatory advisors.
No Referrers Available
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