Internal Audit (GRCS) Consultant/Assistant Manager/Manager

Key Responsibilities

• Perform risk-based internal audits across Banking & Financial Services.
• Conduct process walkthroughs, prepare RCMs, and perform CDA & TOE.
• Evaluate internal controls, identify gaps, and recommend improvements.
• Review functions such as AWM, PWM, Global Markets, Capital Markets, Treasury, Credit Risk, Operational Risk, Finance, and Third-Party Risk.
• Assess trade lifecycle processes including trade confirmation, reconciliation, settlement, and EOD controls.
• Prepare audit documentation, working papers, and audit reports.
• Collaborate with global stakeholders on audit findings and remediation.
• Support SOX, ICFR, regulatory compliance, SOP development, and process documentation.
• Leverage data analytics tools (e.g., Tableau) to support audit reviews.
• Manage multiple engagements and deliver high-quality results.

Required Skills & Experience

• 28 years of experience in Internal Audit, Risk Consulting, Operational Risk, or Compliance.
• Experience with Global Banks, Investment Banks, GCCs, or Big 4 firms.
• Strong knowledge of Risk-Based Internal Audit, RCMs, Process Walkthroughs, CDA, and TOE.
• Good understanding of SOX, ICFR, internal controls, Global Markets, Treasury, Capital Markets, and Wealth Management.
• Familiarity with financial products (Equities, Derivatives, Futures, Options, Swaps) and trade lifecycle processes.
• Strong analytical, stakeholder management, communication, and presentation skills.
• Experience with Tableau or other data analytics tools is preferred.

Preferred Qualifications

• B.Com, M.Com, CA or MBA from a reputed institute.
• CIA, CISA, FRM, or similar certifications are an added advantage

If you are interested in exploring this opportunity, please reply with your updated resume along with the following details at saba@teaminnovative.net, or Whatsapp at 9886795789:

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