Showing 3 Compliance Executive Jobs in Mumbai

Handling regulatory compliance of BSE, NSE and SEBI regulations for Comfort Securities Limited and Comfort Commotrade Limited Submission of Internal audit and Concurrent, and advise the company regarding compliance audit report to CDSL Updating of Dealers NISM certificate before expiry in All Exchan

Compliance Executive (1) Job Summary We are seeking a detail-oriented and proactive Compliance Executive to oversee all statutory compliance matters within our organization. The ideal candidate will have a strong understanding of accounting principles and HR compliance regulations, ensuring that our

Interdepartmental coordination for monitoring related activities such as initial and periodical covenants, NOC insurance, pledge creation release Etc Checking /Verifying the transactional documents I e DTD and IM for identification of covenants for Listed NCDs Preparing list of covenants as per SEBI