Assistant Manager - Inspection

• Conversant with SEBI Regulation, Rules, Bye laws and Regulations of Exchange/Clearing Corporation.
• Inspection/audit of member as per standard checklist.
• Prepare/compile information /data for various MIS reporting.
• Preparation of Agenda for placing in various Committee Monitoring the alerts generated related to on-site and off-site inspection.
• Monitoring the activities related to member inspection.
• Onsite inspection activity/post inspection activities based on SEBI regulations.
• Helping in automating processes related to Members Inspection.
• Data analysis related to non-compliances by members.
• Good knowledge of advance excel is preferred.

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