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Assistant Manager - Compliance

Multi Commodity Exchange Clearing Corporation
Posted on
Experience
4 - 7 yrs
Job Location
Mumbai, India
Vacancy
1
Designation
Assistant Manager Compliance
Job Type
ONSITE

Job Description

Job Responsibilities
  • To ensure adherence to SECC Regulations, 2018, SEBI circulars and directions issued by SEBI from time to time.
  • Interpret and communicate regulatory changes and updates to relevant stakeholders within the organization and ensure compliance with the same.
  • Submission of periodic reports, responses to SEBI in a timely manner.
  • Preparation of agendas to be placed before various committees and the Governing Board from time to time.
  • Preparation of MIS for tracking the communications received from SEBI and its responses.
  • Assist in developing and implementing compliance policies and procedures.
  • Assist during the inspection conducted by the Regulator (SEBI).
  • Maintain comprehensive records of compliance activities for audit and review purposes.
Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.

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